By Mike Houston, Managing Director

As mentioned previously, Lambert seldomly takes public action on proposed changes to securities regulations. However, the recent Securities and Exchange Commission (SEC) proposed rule changes on Form 13F has the potential to significantly impact public companies’ ability to understand and engage with shareholders. At Lambert, we believe in transparency and accountability in investor relations, but the SEC’s proposed change will reduce transparency and likely lead to lower management accountability to shareholders. We have penned our official response voicing concerns surrounding this change, while submitting recommendations we believe will improve the disclosure process.

Download Lambert’s 13F Proposed Changes Comment Letter.


We encourage you to join us by downloading our letter template and mailing it to the U.S. Securities and Exchange Commission. For additional questions related to Lambert’s SEC comment letter or the letter template, please email Mike Houston, managing director.