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Lambert Update on SEC’s Proposed 13F Filing Rule Change

By Jeff Schoenborn, Managing Director This week the NYSE and Nasdaq submitted public letters to the U.S. Securities and Exchange Commission in concert with more than 300 companies each, highlighting concerns about the SEC’s proposed rule changes that could dramatically reduce the number of institutional investment managers disclosing their stock holdings. “Hundreds of US-listed companies,…

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Capital Markets Cocktails: A Discussion with NIRI

As mentioned in previous blog posts, Lambert seldomly takes public action on proposed changes to securities regulations. For this Capital Markets Cocktails, we're having a discussion with NIRI regarding the proposed 13F changes from the SEC.

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Lambert’s Response to Proposed SEC 13F Filing Rule Changes

As mentioned previously, Lambert seldomly takes public action on proposed changes to securities regulations. However, the recent Securities and Exchange Commission (SEC) proposed rule changes on Form 13F has the potential to significantly impact public companies’ ability to understand and engage with shareholders.

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Mobility Podcast: Changing Hearts, Minds & Commuters

Bringing Sexy Back… to Automotive

Purposeful Pitch: Helping the Homeless Amid a Global Pandemic

Lambert Launches TiiCKER: World’s First Software Platform Connecting Individual Investors with Public Company Brands

The Potential Impact on Investor Relations Practice of Proposed SEC Rules Changes on Form 13F