Ideas that Inspire...Outcomes that Matter
Lambert Update on SEC’s Proposed 13F Filing Rule Change
By Jeff Schoenborn, Managing Director This week the NYSE and Nasdaq submitted public letters to the U.S. Securities and Exchange Commission in concert with more than 300 companies each, highlighting concerns about the SEC’s proposed rule changes that could dramatically reduce the number of institutional investment managers disclosing their stock holdings. “Hundreds of US-listed companies,…
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Capital Markets Cocktails: A Discussion with NIRI
As mentioned in previous blog posts, Lambert seldomly takes public action on proposed changes to securities regulations. For this Capital Markets Cocktails, we're having a discussion with NIRI regarding the proposed 13F changes from the SEC.
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Lambert’s Response to Proposed SEC 13F Filing Rule Changes
As mentioned previously, Lambert seldomly takes public action on proposed changes to securities regulations. However, the recent Securities and Exchange Commission (SEC) proposed rule changes on Form 13F has the potential to significantly impact public companies’ ability to understand and engage with shareholders.
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