News & Blog

Capital Markets Cocktails: Corporate Access

We are thrilled to bring you our most recent episode of Capital Markets Cocktails, where we will be chatting with Capital Group’s Global Head of Corporate Access, Jocelyn Cheng, about the ever-evolving landscape of corporate access and its essential role in light of MiFID II.

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Capital Markets Cocktails: Environmental, Social and Governance

By Jeff Tryka, CFA, Senior Director On this episode of Capital Markets Cocktails, we will be discussing the continued growth and importance of Environmental, Social and Governance (ESG) efforts within the investment community.  We are excited to welcome our guest, Heather Keough, Senior ESG Consultant at Leaders Arena, to talk about her experience in addressing ESG…

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Lambert Update on SEC’s Proposed 13F Filing Rule Change

By Jeff Schoenborn, Managing Director This week the NYSE and Nasdaq submitted public letters to the U.S. Securities and Exchange Commission in concert with more than 300 companies each, highlighting concerns about the SEC’s proposed rule changes that could dramatically reduce the number of institutional investment managers disclosing their stock holdings. “Hundreds of US-listed companies,…

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Capital Markets Cocktails: Corporate Access

Capital Markets Cocktails: Environmental, Social and Governance

Capital Markets Cocktails: A Discussion with NIRI

Lambert’s Response to Proposed SEC 13F Filing Rule Changes

The Potential Impact on Investor Relations Practice of Proposed SEC Rules Changes on Form 13F