News & Blog

The Potential Impact on Investor Relations Practice of Proposed SEC Rules Changes on Form 13F

Under the current disclosure rules, institutions holding more than $100 million in assets are required to disclose their equity holdings on a quarterly basis, 45 days after the end of the calendar quarter. Lambert has supported cross-industry calls in recent years by the National Investor Relations Institute and other organizations to modernize those archaic rules, require more frequent disclosures of long positions and begin disclosing short positions.

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Capital Markets Cocktails: Whiskey and Coke

TiiCKER is an online community that brings together individual investors with the brands they know and love by offering shareholder perks and discounts on those brands. TiiCKER enables investors to discover how their love for a brand can unlock a compelling new way of investing and being rewarded for those investments.

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Rethinking ESG

Having recently listened to a webinar on ESG investing, hosted by Robert W. Baird, there are a number of interesting insights that have pushed my thinking on ESG and its importance to investors more broadly. For companies that are contemplating initial or enhanced ESG efforts, below are a few key points that might inform strategy and potential long-term benefits to stakeholders.

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The Potential Impact on Investor Relations Practice of Proposed SEC Rules Changes on Form 13F

Capital Markets Cocktails: Whiskey and Coke

A Post-COVID-19 World: Leisure & Hospitality

Capital Markets Cocktails: Dirty Martini

How Dividend Cuts May Impact Institutional Holdings