Month

Month: September 2020

By Jeff Schoenborn, Managing Director This week the NYSE and Nasdaq submitted public letters to the U.S. Securities and Exchange Commission in concert with more than 300 companies each, highlighting concerns about the SEC’s proposed rule changes that could dramatically reduce the number of institutional investment managers disclosing their stock holdings. “Hundreds of US-listed companies,…

By Jeff Tryka, CFA, Senior Director Today team members from the National Investor Relations Institute (NIRI) will join us to discuss the proposed 13F changes from the Securities and Exchange Commission (SEC). We have penned our official response voicing concerns surrounding this change, while submitting recommendations we believe will improve the disclosure process. NIRI has also…